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OPTA Is Not Obliged to Investigate on Basis of A Single Complaint about Spam

In the Netherlands, Section 11.7 of the Telecommunications Act prohibits the sending of spam messages to natural persons. As of 1 July 2009 this prohibition will be extended to a general ban on spam, which means that legal persons too may file a complaint if they receive spam messages. The Telecommunications Act has charged OPTA with the enforcement of the ban on spam. OPTA may send spammers a warning with regard to violations of the ban on spam, but Section 15.1 of the Telecommunications Act also gives OPTA the power to impose penalties on violators.

The public can file complaints with OPTA with regard to receiving spam. The criteria for filing such a complaint are that the sender must be located in the Netherlands, and that the message received must have a commercial, non-commercial or charitable nature. Since OPTA monthly receives a large number of complaints with regard to spamming (see the website of OPTA especially devised for that purpose, www.spamklacht.nl), one may wonder whether OPTA is obliged, on account of its role, to take up all these complaints. The Court of Rotterdam has recently ruled that it is not.

The Ruling
On 22 January 2009 the Court of Rotterdam rendered a judgment against OPTA's rejection of a request from a private person to take action against a possible violation of the ban on spam. The Court dismissed this request as unfounded. The full ruling has not yet been published, but a summary can be found on the website of OPTA.

The claimant in these proceedings had filed a complaint with OPTA on 29 April 2007 about an e-mail message he had received. The message at issue had a non-commercial nature and had been sent by a political party. The claimant had not given permission for receiving this e-mail, so that the message was within the ban on spam. OPTA has been conducting an enforcement policy for the combating of spam for several years, and has been receiving large numbers of complaints. It was established in the proceedings that OPTA had only received one complaint about the message from the political party. In OPTA's opinion, one single complaint received is not sufficient to take action against such a message, and for that reason OPTA denied the request for enforcement on 4 September 2007. The claimant filed objections to this decision, which OPTA dismissed as unfounded. Subsequently, the claimant took the case to the Court of Rotterdam.

On the basis of the dispute that was submitted, the Court ruled that the right of OPTA to choose to enforce the law against senders of spam messages is a power, but not an obligation. The Court further held that OPTA's enforcement policy against spam is in accordance with the Special Privacy Directive (2002/58/EC) and the Telecommunications Act, and the Court further considered this policy not unreasonable. With regard to this specific case, the Court held that OPTA's denial of the request for enforcement was right, since OPTA had received only one single complaint, which moreover concerned only one e-mail message received. The Court also remarked that the fact that the sender is a political party does not mean that there is a special circumstance on account of which OPTA should have deviated from its enforcement policy.

It is still possible to bring an appeal against this ruling before the Trade and Industry Appeals Tribunal. The ruling of the Court of Rotterdam takes into account the discretionary power of a public body, and therefore offers little hope for an appeal. Even less hope in this case, since only one complaint was filed, and this complaint is moreover directed against one single spam message.

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Otto Sleeking

Tel: +31 20 5506 831
E-mail: otto.sleeking@kvdl.nl

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