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Abolition of the Certificate of No Objection for NVs and BVs

Abolition of Certificate of No Objection; Incorporate a BV in One Day

Earlier this year a bill has been submitted to the Lower House of Parliament arranging for the abolition of the compulsory application to the Ministry of Justice for a certificate of no objection for purposes of incorporating public limited companies ("NVs") and private companies ("BVs") and for amending their articles of association.
Application for a certificate of no objection is currently also required for the conversion of other legal entities into NVs and BVs, and for the incorporation and the amendment of articles of association of NVs or BVs in the case of a legal merger or division.
Especially for the incorporation of NVs and BVs this will considerably ease the cost burden and save time; complicated questionnaires will no longer have to be completed, and incorporation will not have to be put on hold for two weeks anymore while waiting for the issue of a certificate of no objection by the Ministry of Justice.
With the abolition of the requirement of the minimum capital for the BV, as provided in the bill for the flexibilization of BV law, the bank statement and the accompanying loss of time in opening a bank account will also be a thing of the past.
The combination of the two bills will result in the possibility of incorporating a BV in one day, so to speak, without having a minimum capital of €18,000. It is not known yet when this will first be possible: perhaps in January or July 2010. As far as we are concerned, the sooner the better.

Permanent Control of Legal Entities

The certificate of no objection is currently part of the preventive supervision that is exercised by the Ministry of Justice on the incorporation of NVs and BVs. According to this bill, the preventive supervision will be replaced by a new system of permanent control over legal entities in order to prevent abuse. The legislator has in mind abuse such as VAT carrousel fraud, financing of terrorism, disadvantaging of creditors and criminal money laundering.

The information for the purpose of permanent control will be gathered from the Trade Register (incorporation, relocation, change of board members (the so-called life course moments), the Municipal Personal Records Database ("GBA"), the Criminal Records System ("JDS"), the Central Insolvency Register ("CIR"), the police register, the National Social Institute ("UWV") and the Tax and Customs Administration. A combination of these data in coherence may result in the notification of a risk, based on a risk analysis that indicates an increased chance of abuse of legal entities. In such a notification the collected data are passed on to a select group of enforcers designated by governmental decree, such as the Public Prosecution Service, the Dutch National Bank, the Authority for the Financial Markets ("AFM"), the police and special investigative services like the Fiscal Information and Investigation Service ("FIOD").

In the future, a notification of a risk may also help in the imposition of a disqualification from office under criminal law. A proposal to extend the options of imposing the additional sentence of disqualification from a profession with regard to a number of financial economic offenses is currently before the Lower House of Parliament (Parliamentary Papers 2007/2008 31 386). We will come back to this in a later issue of the newsletter.

Extension of Control

The new system of permanent control will be extended from NVs and BVs to include cooperatives, mutual insurance societies, associations, foundations, European public limited companies, European Cooperative Societies, and European Economic Interest Groupings that have their registered offices in the Netherlands according to their articles of association. In addition, enterprises belonging to a foreign legal entity having a head of branch office in the Netherlands will also be included in the scope of the screening. Under the Trade Registers Act 2007, such legal entities have to be registered in the Trade Register. As a result of this extension, the Companies Documentation Act will be renamed the Control Over Legal Entities Act.

Public welfare companies will not be included in this permanent control. A bill to arrange this is currently before Parliament. Other legal entities that will not be under permanent control are the sole proprietorship, the partnership, the general partnership and the limited partnership. As soon as the bill on unincorporated associations of persons is enacted (possibly in January or July 2010), these will become public companies.

The bill creates the possibility to register not only data of the spouse, registered partner or companion, as is already possible at present, but also data of parents, children and grandchildren of the natural person involved in the legal entity. According to the legislator, experiences in test settings have proved that it is necessary to involve the parent/(grand)child relationship in the analysis, because this type of relationship is relatively often de facto involved in the legal entity, is often used for abusive purposes, and often carries an increased risk of circumvention (straw man) constructions. The criminal and financial records of the family members of persons who are involved in legal entities as incorporators or directors will be checked.

Information
For further information about the bill (31 948) discussed above and the other bills mentioned above, please contact the attorneys and (junior) civil-law notaries of the Corporate law/ Notarial law group.

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Wesse Bosse

Tel: +31 20 5506 851
E-mail: wesse.bosse@kvdl.nl

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