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Financial Crisis Compels Dutch Authorities to Take Measures

At the end of September the financial crisis escalated in the financial sector in the Netherlands. This escalation compelled the Dutch authorities to take measures in order to guarantee the stability and trust in the Dutch financial sector and to protect the financial enterprises that are part of this sector. In this article you will find a short overview of some measures that were taken since the beginning of October.

AFM Takes Measures Against Short Selling

As of 5 October 2008 the Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten ("AFM")) took far-reaching measures against transactions that disrupted the trade in shares of financial enterprises. On 21 September 2008 the AFM had already imposed a prohibition on 'naked short selling' (speculating on price losses on the stock exchange). On 5 October 2008 this prohibition was replaced by the further-reaching prohibition on the increase of a covered or uncovered short position in financial enterprises. With this measure the AFM followed the prohibition of the Financial Services Authority issued in the United Kingdom. According to the AFM, this new measure concerns the following Euronext-listed financial enterprises: Aegon N.V., ING Groep N.V., Fortis N.V., BinckBank N.V., Kas Bank N.V., SNS Reaal N.V., Van der Moolen Holding N.V. and Van Lanschot N.V. (see also www.afm.nl).

Liquidity Provision and Capital Reinforcement Financial Enterprises

In a press release of 9 October 2008 the Ministry of Finance and DNB (the Dutch National Bank) announced that they would take measures to protect the Dutch financial sector, consisting of the banks and insurers established in the Netherlands (and the groups of which they are a part) against the extreme external shocks with which they have to contend at the moment. These measures would consist of liquidity provision and capital reinforcement. The following measures were announced, amongst others:

  • On 8 October 2008 Eurosysteem decided to fully grant the liquidities that are requested by banks on a weekly basis in any case until 20 January 2009 against fixed rates;
  • As long as necessary DNB will provide credits to individual financial enterprises on the basis of sufficient security. The intention of these measures is to secure the short-term financing of these enterprises against security.
  • The Dutch government commits itself to provide capital to every financial enterprise in the Netherlands that is fundamentally healthy and viable. The background of this is that the equity capital of these institutions will be maintained at levels that the supervisory authority deems necessary.
Banks Fall under the Dutch Guarantee Scheme

As of 7 October 2008 the cover of the Dutch guarantee scheme was increased to
€100,000. Almost all banks in the Netherlands are covered by this guarantee scheme. For a list of the most well-known banks please go to www.dnb.nl. Foreign banks with a full Dutch banking license of the DNB are also covered by the guarantee scheme. In addition, there is a category of banks from the European Union with branch offices in the Netherlands. All these banks are covered by the guarantee scheme of the country of origin. Such a guarantee scheme can have a higher or lower limit than the Dutch €100,000 per person per bank. The minimum amount of €50,000, agreed upon in the European Union, then applies in any case. On the other hand, branch offices of Dutch banks in the United Kingdom fall under the Dutch deposit guarantee scheme.

If you have any questions and/or remarks as a result of the recent (legal) developments in the financial crisis, please contact one of the following persons.


Bart-Adriaan de Ruijter
Tel: +31 20 5506 659
E-mail: bart.de.ruijter@kvdl.nl



Bart de Man
Tel: +31 20 5506 841
E-mail: bart.de.man@kvdl.nl



Marcel Willems
Tel: +31 20 5506 679
E-mail: marcel.willems@kvdl.nl

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Bart-Adriaan de Ruijter

Tel: +31 20 5506 659
E-mail: bart.de.ruijter@kvdl.nl

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